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Giấy phép số 4978/GP-TTĐT do Sở Thông tin và Truyền thông Hà Nội cấp ngày 14 tháng 10 năm 2019 / Giấy phép SĐ, BS GP ICP số 2107/GP-TTĐT do Sở TTTT Hà Nội cấp ngày 13/7/2022.
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Information from the State Securities Commission (UBCKNN) shows that the UBCKNN Inspectorate issued Decision No. 186/QĐ-XPHC, imposing administrative penalties in the field of securities and the securities market on Eurocapital Securities Joint Stock Company (Eurocapital Securities; headquartered at Floor 5, Sun River Building, 23 Phan Chu Trinh, Cua Nam Ward, Hanoi).
Eurocapital Securities was fined 85 million VND under point a, clause 4 of Article 42 of Government Decree No. 156/2020/ND-CP dated 31 December 2020, which provides for penalties for violations in the securities and stock market.
The decision cites that the company did not publish information that must be disclosed under the law, specifically information related to transactions with a value of 10% or more of the company’s total assets. The transactions mentioned include:
In addition, Eurocapital Securities was fined 125 million VND for not keeping documents on the selection of investors participating in the purchase of F8812505 bonds issued by F88 Business Joint Stock Company during the primary offering period from 01/08/2025 to 15/08/2025.
The total penalties imposed on Eurocapital Securities amount to 210 million VND.
Eurocapital Securities (ECC) has been licensed to operate securities business by UBCKNN since 25/01/2008. The company provides services including brokerage and securities trading, corporate finance advisory, capital raising, fund management consulting, and direct investment for clients.
On 23/04/2026, ECC will hold its 2026 Annual General Meeting at Floor 5, Sun Building, 23 Phan Chu Trinh, Hoan Kiem District, Hanoi. The meeting is expected to discuss:
Attendees will be all ECC shareholders as of 5:00 pm on 20/03/2026, or those authorized to attend.

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